TECHNOLOGY BEYOND REGULATION

Ensure compliance and harness the power of your trade communications data

PARTNERS & CLIENTS

Count down to MiFID II
Are you ready?

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MiFID II applies first on January 3rd, 2018. It specifies compulsory a set of organisational requirements on investment firms and trading floors. Between the most important points of MiFID II are the followings:

  • More pre-trade and post-trade transparency
  • Record communications for 5 but up to 7 years upon request
  • Fines of up to three times the profit made from market abuse
  • Communications should be available to regulators upon request
  • Telephone and emails conversations should be recorded so that they can be replayed but not manipulated
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